Certification Programme: Compliance Foundation Level

In cooperation with the House of Training Quality Circle in Compliance and ALCO

As a professional in compliance you are involved with policies, business transparency, complying with requirements, following rules and regulations. In this increasingly demanding environment, a Compliance Officer must have in-depth knowledge of regulatory issues besides being able to act in a perceptive and subtle way. On an international level, the Basel Committee has officially recognised the Compliance Officer’s function in the financial sector.

In order to set up a solid and reliable framework aiming at professionalizing the function of Compliance officer, House of Training Quality Circle in Compliance and ALCO (Association of Luxemburg Compliance Officers) jointly developed this certifying programme.

Objectives

At the end of the seminar the attendee will

• Be able to master all aspects of a Compliance Officer’s function by covering all the technical and practical aspects as well as the decisions to be taken on regular basis
• Be able to implement the regulatory framework focusing on a case study of a specific environment.

Target group

All level Compliance Officers and bankers willing to improve their knowledge of managing the Compliance Officer function.

Participants may be commercial bankers, central bankers, and representatives of other financial institutions of the private sector involved in legal, economic or financial matters.
Knowledge assessment

At the end of the seminar, a multiple choice assessment will precede a group business case examination by a jury. All successful candidates will be granted a professional certificate of competency in the field of compliance.

Location & duration

in Luxembourg: 8 seminar days, exam included

This programme will be restructured in 2017 and divided into 2 parts