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Description
Programme
Based on the ISO definition of equities specifying that an equity instrument is a financial instrument representing an ownership interest in an entity or pool of assets, the content of module 4 on equities focuses on:
· Characteristics of Equities
o Common Shares
o Preferred Shares
· Equities in MiFID II
o Trading Venues
o Markets in MiFID II
· Primary Market for Equities
o IPOs
o Listing on an Exchange
· Secondary Market for Equities
o Product Life-Cycle
o Equities Trading
· Transaction Chain for Equities Processing
o Front-Office Activities
o Middle-Office Activities
o Back-Office Activities
· Tax Considerations
· MiFID Update
o MiFID Since its Inception
o New ESG Framework
o Relief Package
o MiFID II/MiFIR Amendments
o Digital Finance
o After MiFID II, Comes MiFID III, Right?
· Key Messages
· Bibliography and References
· Appendix
Target Audience
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Speakers
Experienced professional specialists selected on the basis of their in-depth knowledge of markets and financial products under MiFID rules I and II, and ESMA criteria.
Language
English
Conditions
Course Material
Please note that for environmental reasons no paper version of the training material will be provided for your training. The course material can be downloaded free of charge via your portal before the start of the course (download the Client Portal User’s Guide here). You will be able to view it on the screen of your mobile device or print it if necessary. If your registration has been made by a training manager of your company please contact him/her so that he/she can give you access to it or send it to you.
Certification
This module is part of the MiFID II Certification. For more details about this Certification, please click here.
Location
L-1615 Luxembourg
Luxembourg
Sessions et horaires
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