Description
Objective
The objective of the e-learning is to give the most up-to-date information on MiFID II.
Programme
Introduction
What is MiFID II
Main Organisational requirements
Main Investor protection requirements
Market Infrastructure
Targeted amendments to MiFID II/ MiFIR
Provision of information
Investment research and SME markets
Product Governance
Commodities markets
Transparency
Data
Competition and single rule book for execution venues
Exemptions
IFR and IFD
Change in capital requirements
Remuneration rules
Guidelines
Governance
Product Governance
Suitability and appropriateness
Remuneration
Others
Sustainability requirements and operating conditions
Green Deal
Sustainability and duties towards investors
Sustainability and operating conditions
Conclusion and way forward
Target Audience
The persons concerned by the Training Programme are all persons placed under the authority of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, i.e. individuals providing investment advice (“Advisory profile”) or information (“Information profile”) on financial instruments, investment services or ancillary services to clients.
Conditions
Course Material
The training material will be handed out at the beginning of the course.