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Description
Objectives
By the end of the training, participants should understand:
- Roles of an IFM and the scope of authorized activities
- Expected governance as per Circular 18/698
- Responsibilities of Conducting Officers per regulated functions within an IFM
- The process of setting up a UCITS/AIFs fund
- IFM Oversight obligations
- Overview of fundamental operational best practices for IFMs
Target Audience
Conducting Officers and professionals involved in the management and oversight of investment funds.
Introduction
In the ever-evolving landscape of Luxembourg's funds industry, Conducting Officers play a pivotal role in adhering to regulations, making informed decisions, and ensuring robust operational practices. This program is crafted to not only guide Conducting Officers in meeting regulatory standards, but also to excel in their vital roles. Collaborating with industry experts, we will delve into rule updates, risk assessment methodologies, ethical considerations, and the integration of technology in financial management. Through a blend of theory, real-world examples, and hands-on workshops, participants will gain practical insights for more effective decision-making.
Programme
Introduction to CSSF Circular 18/698
Overview of CSSF Circular 18/698 and its significance for IFMs
Key regulatory requirements and obligations imposed by the Circular
Understanding the impact on IFM operations and control functions
Regulatory Landscape in Luxembourg
Comprehensive review of the regulatory framework for investment fund managers in Luxembourg
Updates on recent regulatory changes and their implications
Case studies illustrating regulatory challenges
Roles and Responsibilities of Conducting Officers
Detailed examination of the responsibilities assigned to Conducting Officers by CSSF Circular 18/698
Practical insights into the day-to-day functions and obligations of Conducting Officers
Risk Management and Compliance Framework
Establishing and maintaining a robust risk management framework
Identifying and mitigating key risks faced by IFMs
Cross-Border Distribution Networks
Explore partnerships with local distributors or financial institutions for smoother cross-border distribution
Leverage the expertise of local entities to navigate specific regulatory nuances
Conditions
Course Material
The training material will be handed out at the beginning of the course.
Location
L-1615 Luxembourg
Luxembourg